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Reforming Corporate Retail Investor Protection, Bugeja Diane


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Автор: Bugeja Diane   (Дайяна Бугеджа)
Название:  Reforming Corporate Retail Investor Protection
Перевод названия: Дайяна Бугеджа: Реформирование защиты корпоративных розничных инвесторов
ISBN: 9781509925865
Издательство: Bloomsbury Academic
Классификация:

ISBN-10: 1509925864
Обложка/Формат: Hardcover
Страницы: 256
Вес: 0.54 кг.
Дата издания: 12.12.2019
Серия: Hart studies in commercial and financial law
Язык: English
Размер: 234 x 156 x 16
Читательская аудитория: Tertiary education (us: college)
Ключевые слова: Financial services law & regulation,Company, commercial & competition law, LAW / Corporate,LAW / Business & Financial
Подзаголовок: Regulating to avert mis-selling
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Поставляется из: Англии
Описание:

The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a fire-fighting fashion without adequate consideration being given to the root causes of mis-selling.

Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors - as opposed to corporate retail investors - by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories.

This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.




The Oxford Handbook of Corporate Governance

Автор: Wright, Mike; Siegel, Donald; Keasey, Kevin; Filat
Название: The Oxford Handbook of Corporate Governance
ISBN: 0198708815 ISBN-13(EAN): 9780198708810
Издательство: Oxford Academ
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Цена: 5542.00 р.
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Описание: Corporate governance remains a central area of concern to business and society, and this Handbook constitutes the definitive source of academic research on this topic, synthesizing international studies from economics, strategy, international business, organizational behavior, entrepreneurship, business ethics, accounting, finance, and law.

The Constitutionalization of the Global Corporate Sphere?

Автор: Thompson, Grahame F.
Название: The Constitutionalization of the Global Corporate Sphere?
ISBN: 019959483X ISBN-13(EAN): 9780199594832
Издательство: Oxford Academ
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Цена: 11246.00 р.
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Описание: The book discusses governance, law, and constitutional matters in the context of international corporate constitutional governance. It examines how and why the business world, commercial relations, and company activities have increasingly become subject to legal and constitutional forms of regulation and governance at the international level.

Corporate Governance and Finance Law

Автор: Girasa Roy
Название: Corporate Governance and Finance Law
ISBN: 1137346515 ISBN-13(EAN): 9781137346513
Издательство: Springer
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Цена: 12157.00 р.
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Описание: Corporate Governance and Finance Law is designed to educate students, researchers, and practitioners on the legal aspects of corporate financial markets within the United States, the Eurozone, and China.

Corporate Tax Law

Автор: Harris
Название: Corporate Tax Law
ISBN: 1107033535 ISBN-13(EAN): 9781107033535
Издательство: Cambridge Academ
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Цена: 20117.00 р.
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Описание: Focusing on structural defects and how they are addressed in practice, this comprehensive and comparative analysis of corporate tax systems will challenge the most deep-thinking academics and policymakers, and should be considered a necessity by anyone engaging with corporate taxation.

The Shifting Meaning of Legal Certainty in Comparative and Transnational Law

Автор: Mark Fenwick, Mathias Siems, Stefan Wrbka
Название: The Shifting Meaning of Legal Certainty in Comparative and Transnational Law
ISBN: 1509911251 ISBN-13(EAN): 9781509911257
Издательство: Bloomsbury Academic
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Цена: 15048.00 р.
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Описание: This edited collection brings together research from a range of substantive areas of law that share a common interest in understanding the multi-layered challenges of defining legal certainty in the context of legal and political modernity. The principle of legal certainty-the view that the law must be sufficiently certain to provide those subject to legal norms with the resources to regulate their own conduct and to provide a layer of protection against the arbitrary use of public power-has functioned as a fundamental rule of law value and as a normative ideal that has structured legal debates, both at the national and international level. In recent years, however, legal certainty has come under renewed pressure from a number of historically new and competing demands that are made of law: for example, the expectation that the law be more responsive to a social environment characterized by rapid economic and technological change; or the marked trend, across most major jurisdictions, towards increasing the degree and scope of discretion afforded to regulators in the fields of business and market regulation-the so-called 'responsive regulation'; or the challenges posed by indices, such as the World Bank's Doing Business Report and the Index of Legal Certainty, which apply metric tools to rank a country's performance with the ultimate aim to reduce the 'regulatory burden' of doing business, and to prove the virtues of their respective models. These, and other, developments raise difficult, but interesting, questions regarding the meaning, possibility and desirability of legal certainty in the context of a rapidly changing global society. This book aims to address these issues by bringing together scholars from various jurisdictions to examine changes in the shifting meaning of legal certainty.The book will be of interest both to lawyers and academics interested in understanding the transformation of core rule of law values in the context of contemporary social change, as well as political scientists and social theorists. Subject: Comparative Law, Company Law, Commercial Law, Legal Philosophy]

The UN Convention on Contracts for the International Sale of Goods

Автор: Gillette
Название: The UN Convention on Contracts for the International Sale of Goods
ISBN: 1316604160 ISBN-13(EAN): 9781316604168
Издательство: Cambridge Academ
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Цена: 7602.00 р.
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Описание: This book provides students, practitioners and academics with an overview of the UN Convention on Contracts for the International Sale of Goods (CISG) through the lens of economic theory. Revised and expanded for the second edition, the volume`s topic-based approach is tailored to courses in international sales law.

Human Rights Obligations of Business

Автор: Deva
Название: Human Rights Obligations of Business
ISBN: 1107596173 ISBN-13(EAN): 9781107596177
Издательство: Cambridge Academ
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Цена: 6970.00 р.
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Описание: This book provides a detailed critical evaluation of the Ruggie Framework and the Guiding Principles on Business and Human Rights, focusing on their non-binding character, the limited ambit and scope of corporate responsibility, the excessive focus on the role of states, and the failure to overcome obstacles in enforcing corporate obligations.

International Commercial Contracts

Автор: Cordero-Moss
Название: International Commercial Contracts
ISBN: 1107684714 ISBN-13(EAN): 9781107684713
Издательство: Cambridge Academ
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Цена: 8552.00 р.
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Описание: Any practising lawyer and student working with international commercial contracts faces standardised contracts and international arbitration as mechanisms for dispute settlement. Transnational rules may be applicable, but national law is still important. Based on extensive practical experience, this book analyses the applicable sources` impact on contracts and arbitration.

Law and Regulation of Public Offering of Corporate Securities

Автор: Singh Raghvendra, Singh Shailendera
Название: Law and Regulation of Public Offering of Corporate Securities
ISBN: 0199466688 ISBN-13(EAN): 9780199466689
Издательство: Oxford Academ
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Цена: 5859.00 р.
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Описание: The book is a comprehensive exposition of the law and regulation of public offering of corporate securities. It explains an otherwise elaborate and complex set of laws in a simple and articulate manner, with an emphasis on the concepts and principles that are its foundations and building blocks.

Financial Crisis, Corporate Governance, and Bank Capital

Автор: Sanjai Bhagat
Название: Financial Crisis, Corporate Governance, and Bank Capital
ISBN: 1107170648 ISBN-13(EAN): 9781107170643
Издательство: Cambridge Academ
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Цена: 6811.00 р.
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Описание: This book proposes a solution to the `too big to fail` problem that will help to prevent future financial crises through the restructuring of executive incentive programmes. It will be of great value to corporate executives, corporate board members, institutional investors and economic policymakers, as well as students studying finance, economics and law.

Misuse of market power :

Автор: Kemp, Katharine,
Название: Misuse of market power :
ISBN: 1107184762 ISBN-13(EAN): 9781107184763
Издательство: Cambridge Academ
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Цена: 15840.00 р.
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Описание: Misuse of Market Power: Rationale and Reform is a highly relevant specialty text for scholars in competition law and economics, as well as competition law professionals who require it for their work in shaping policy or advising clients on antitrust law and economics, including government departments, practising lawyers and economists.

Global Securities Litigation and Enforcement

Автор: Pierre-Henri Conac, Martin Gelter
Название: Global Securities Litigation and Enforcement
ISBN: 1107108608 ISBN-13(EAN): 9781107108608
Издательство: Cambridge Academ
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Цена: 37541.00 р.
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Описание: This book provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in case of misrepresentation on financial markets. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators.


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