Bank Regulation, Risk Management, and Compliance, Dill, Alexander
Автор: Dill, Alexander Название: Bank Regulation, Risk Management, and Compliance ISBN: 1138316261 ISBN-13(EAN): 9781138316263 Издательство: Taylor&Francis Рейтинг: Цена: 4592.00 р. Наличие на складе: Поставка под заказ.
Описание: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems.
Автор: Frankel Tamar Название: Institutional Self-Regulation (Compliance) ISBN: 1600422993 ISBN-13(EAN): 9781600422997 Издательство: Неизвестно Цена: 13787.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание:
The duty of financial institutions to self-regulate their compliance with the law was triggered by relatively recent developments. Financial institutions (banks, mutual funds, securities exchanges and advisers) have grown larger and were operating internationally. Government and outside regulators could not effectively supervise and prevent institutional violations. The failures and violations of such institutions were costly to the country, to their employees and to their investors. The failures prompted legislators and regulators to require these institutions to self-regulate and self-police to prevent violation of the law.
The Law of Institutional Self-Regulation (Compliance) is addressed to law students and practitioners. It aims at understanding and managing a system of self-regulation by financial institutions by a dual system of both law and culture. To be sure, the law requires institutions to self-regulate. But rules of law are not enough. In fact, the main mechanism for self-regulation is institutional culture. Like law, culture is a system of rules and their enforcement. Unlike the law, culture rules are established and enforced by institutions, internally. Thus, both law and culture aim at ensuring institutional compliance with the law.
Even though most of the materials and cases in this book involve financial institutions, a similar design of self-regulation applies to any institution. Students and practitioners should be sensitive to signs that maylead to institutional violations of the law. They should note the signs of tendencies that may lead to violations of the law and focus on measures that are likely to prevent such violations.
This book notes the differences between the Law Officers and Compliance Officers, the evolving recognition of compliance as a profession, and the rise of compliance officers' independence. The book offers principles, approaches, and techniques, aimed at detecting and preventing institutions' legal violations such as, monitoring and investigations, employees' self-examination and rewarding employees for ensuring and supporting compliance with the law. To be sure, each institution, has its "parents," history, business, powers and weaknesses, aspirations and competitors. This is why institutional self-regulation cannot be uniform and its culture must be adjusted to the law in its own special way--to reach the same application of the law to all.
Описание: The Invaded explores the United States` military occupations of Nicaragua (1912-33), Haiti (1915-34), and the Dominican Republic (1916-24), proposing not only that opposition to U.S. intervention was more widespread than commonly acknowledged but that anti-imperial movements in the Caribbean basin were primarily responsible for bringing about the end of U.S. occupation.
Автор: Niamh Moloney, Eilis Ferran, Jennifer Payne Название: The Oxford handbook of financial regulation ISBN: 019968720X ISBN-13(EAN): 9780199687206 Издательство: Oxford Academ Рейтинг: Цена: 21384.00 р. Наличие на складе: Поставка под заказ.
Описание: The Oxford Handbook of Financial Regulation is the first comprehensive, state of the art survey of the nature and function of financial regulation. Written by an international team of leading scholars in the field, it takes a contextual and comparative approach to examine scholarly, policy, and regulatory developments in the past three decades.
Автор: Gleeson, Simon Название: International Regulation of Banking ISBN: 0199643989 ISBN-13(EAN): 9780199643981 Издательство: Oxford Academ Рейтинг: Цена: 33660.00 р. Наличие на складе: Поставка под заказ.
Описание: Now covering Basel III, this new edition examines the complex changes to regulatory structure, banking activity and business models and gives a clear and accessible explanation of the principles of regulatory capital for non-financial experts who require a high level understanding of the relevant concepts.
Автор: Singh Raghvendra, Singh Shailendera Название: Law and Regulation of Public Offering of Corporate Securities ISBN: 0199466688 ISBN-13(EAN): 9780199466689 Издательство: Oxford Academ Рейтинг: Цена: 5859.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: The book is a comprehensive exposition of the law and regulation of public offering of corporate securities. It explains an otherwise elaborate and complex set of laws in a simple and articulate manner, with an emphasis on the concepts and principles that are its foundations and building blocks.
Автор: Dill, Alexander Название: Bank Regulation, Risk Management, and Compliance ISBN: 0367367491 ISBN-13(EAN): 9780367367497 Издательство: Taylor&Francis Рейтинг: Цена: 22202.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation - micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation - and their associated risk management and compliance systems.
Автор: Kotz H David Название: Financial Regulation and Compliance ISBN: 111897221X ISBN-13(EAN): 9781118972212 Издательство: Wiley Рейтинг: Цена: 6018.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: Devise an organized, proactive approach to financial compliance Financial Regulation and Compliance provides detailed, step-by-step guidance for the compliance professional seeking to manage overlapping and new regulatory responsibilities.
Автор: Johan A. Lybeck Название: The Future of Financial Regulation ISBN: 1107106850 ISBN-13(EAN): 9781107106857 Издательство: Cambridge Academ Рейтинг: Цена: 16157.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: Johan A. Lybeck uses European and American case studies to review thirty bank resolutions from the last financial crisis and to outline the requirements for successful bank resolutions in the future. Via in-depth analysis of recent legislation, he emphasizes the need for taxpayer-funded bail-outs to create a viable banking system.
Описание: The volume is a collection of articles based on presentations given at a conference titled “The Crisis Management Directive – Europe’s Answer for Too Big to Fail?” hosted by the Institute for Law and Finance on May 3, 2012.
Автор: Danny Busch (Editor), Название: Regulation of the EU financial markets : ISBN: 0198767676 ISBN-13(EAN): 9780198767671 Издательство: Oxford Academ Рейтинг: Цена: 49104.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical and practical perspectives to cover all aspects of this important legislation.
Автор: Avgouleas, Emilios. Название: The mechanics and regulation of market abuse : ISBN: 0199244529 ISBN-13(EAN): 9780199244522 Издательство: Oxford Academ Рейтинг: Цена: 43560.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: This book offers an interdisciplinary analysis of market manipulation and insider dealing, together comprising the offence of market abuse. It examines the mechanics of market abuse and the means for its perpetration in modern financial markets, providing a critical analysis of the legal and regulatory framework for dealing with market abuse in the UK, and of the emerging EU regime. In this context, it evaluates the potential deterrent benefits of civil lawremedies.
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