Bank Regulation, Risk Management, and Compliance, Dill, Alexander
Автор: Ball, Laurence M. Название: Fed and lehman brothers ISBN: 1108420966 ISBN-13(EAN): 9781108420969 Издательство: Cambridge Education Рейтинг: Цена: 3861.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: This book will interest scholars and practitioners in economics, finance, accounting and law; all areas in which the Lehman bankruptcy has been a major controversy. It will also appeal to a broad audience who care about the causes of the financial crisis and the role of the Federal Reserve`s leaders.
Regulatory Breakdown: The Crisis of Confidence in U.S. Regulation brings fresh insight and analytic rigor to what has become one of the most contested domains of American domestic politics. Critics from the left blame lax regulation for the housing meltdown and financial crisis—not to mention major public health disasters ranging from the Gulf Coast oil spill to the Upper Big Branch Mine explosion. At the same time, critics on the right disparage an excessively strict and costly regulatory system for hampering economic recovery. With such polarized accounts of regulation and its performance, the nation needs now more than ever the kind of dispassionate, rigorous scholarship found in this book. With chapters written by some of the nation's foremost economists, political scientists, and legal scholars, Regulatory Breakdown brings clarity to the heated debate over regulation by dissecting the disparate causes of the current crisis as well as analyzing promising solutions to what ails the U.S. regulatory system. This volume shows policymakers, researchers, and the public why they need to question conventional wisdom about regulation—whether from the left or the right—and demonstrates the value of undertaking systematic analysis before adopting policy reforms in the wake of disaster.
Автор: Katrin Kanzenbach Название: The Model of the Corporate Compliance Officer ISBN: 3631798210 ISBN-13(EAN): 9783631798218 Издательство: Peter Lang Рейтинг: Цена: 16026.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание:
The book introduces the model of the corporate compliance officer under US, UK and German law and practice. It aims to analyze the compliance function within private sector companies in the three selected jurisdictions in order to present a model of the German Compliance Officer. There is little uniformity and standardization of the German compliance function outside the banking sector. It has been recognized that a generally applicable definition of the compliance function is as yet absent. There is a need for a generally applicable definition and a modern understanding of the role of the compliance officer. This is why this book is intended to bridge the gap in knowledge concerning the applicable legal standards required to ensure the effectiveness of this position. As such, it may be useful to examine the legal environment of the compliance function outside of the German framework and to explore the professional status and role of the corporate compliance officer in other countries, such as in the US and the UK.
Описание: An effective capital markets industry has existed in South Africa for over 120 years. As recently as 2015, South Africa was considered the best regulator of securities in the world. The fall out from the GFC contained lessons for all markets, but not to the same extent. In the pursuit of G20 inspired conformity, aspects of the South African reform agenda may therefore appear replicative of initiatives in other jurisdictions and, consequently, uncritical in parts. In light of the fall to forty sixth place in the world in securities regulation ranking and some uncertainty in respect of the extent and shape of the reform process, C. King Chanetsa reviews activities in South Africa along the busy securities and capital markets value chain, and considers the continuing and emerging regulatory and supervisory framework.
Автор: Jr., William N. Eskridge Brudney, James J. Chafetz, Josh Frickey, Philip P. Garrett, Elizabeth Название: Cases and materials on legislation and regulation ISBN: 1683281837 ISBN-13(EAN): 9781683281832 Издательство: Mare Nostrum (Eurospan) Рейтинг: Цена: 37976.00 р. Наличие на складе: Нет в наличии.
Описание: Offers a comprehensive and up-to-date introduction to the vital field of legislation and regulation. This volume addresses efforts by President Trump to curtail the powers of the administrative state, and new Supreme Court decisions reviewing challenges to these efforts under the Constitution and the Administrative Procedure Act.
Автор: Pintauro, Stephen J. Название: Regulation of dietary supplements ISBN: 0367901943 ISBN-13(EAN): 9780367901943 Издательство: Taylor&Francis Рейтинг: Цена: 7348.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: This book documents the long and still ongoing battle between the US Food and Drug Administration (FDA) and the dietary supplement industry. It presents the complex, often subtle, and sometimes overlooked series of events that had such a major impact on how dietary supplements are manufactured, marketed, advertised, sold, and used today.
Автор: Williams, Mark (hong Kong Polytechnic University) Lu, Haitian (hong Kong Polytechnic University) Ong, Chin Aun (hong Kong Polytechnic University) Название: Secured finance law in china and hong kong ISBN: 1108738400 ISBN-13(EAN): 9781108738408 Издательство: Cambridge Academ Рейтинг: Цена: 6019.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: Valid and enforceable security reduces the risk to the lender and so lowers the cost of credit to the borrower. This analysis of secured lending in China and Hong Kong highlights the differences between the highly complex Hong Kong system and the relatively new system in operation in China.
Автор: Dill, Alexander Название: Bank Regulation, Risk Management, and Compliance ISBN: 1138316253 ISBN-13(EAN): 9781138316256 Издательство: Taylor&Francis Рейтинг: Цена: 16843.00 р. Наличие на складе: Нет в наличии.
Описание: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems.
Автор: Dill, Alexander Название: Bank Regulation, Risk Management, and Compliance ISBN: 1138316261 ISBN-13(EAN): 9781138316263 Издательство: Taylor&Francis Рейтинг: Цена: 4592.00 р. Наличие на складе: Нет в наличии.
Описание: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems.
Автор: Frankel Tamar Название: Institutional Self-Regulation (Compliance) ISBN: 1600422993 ISBN-13(EAN): 9781600422997 Издательство: Неизвестно Цена: 13787.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание:
The duty of financial institutions to self-regulate their compliance with the law was triggered by relatively recent developments. Financial institutions (banks, mutual funds, securities exchanges and advisers) have grown larger and were operating internationally. Government and outside regulators could not effectively supervise and prevent institutional violations. The failures and violations of such institutions were costly to the country, to their employees and to their investors. The failures prompted legislators and regulators to require these institutions to self-regulate and self-police to prevent violation of the law.
The Law of Institutional Self-Regulation (Compliance) is addressed to law students and practitioners. It aims at understanding and managing a system of self-regulation by financial institutions by a dual system of both law and culture. To be sure, the law requires institutions to self-regulate. But rules of law are not enough. In fact, the main mechanism for self-regulation is institutional culture. Like law, culture is a system of rules and their enforcement. Unlike the law, culture rules are established and enforced by institutions, internally. Thus, both law and culture aim at ensuring institutional compliance with the law.
Even though most of the materials and cases in this book involve financial institutions, a similar design of self-regulation applies to any institution. Students and practitioners should be sensitive to signs that maylead to institutional violations of the law. They should note the signs of tendencies that may lead to violations of the law and focus on measures that are likely to prevent such violations.
This book notes the differences between the Law Officers and Compliance Officers, the evolving recognition of compliance as a profession, and the rise of compliance officers' independence. The book offers principles, approaches, and techniques, aimed at detecting and preventing institutions' legal violations such as, monitoring and investigations, employees' self-examination and rewarding employees for ensuring and supporting compliance with the law. To be sure, each institution, has its "parents," history, business, powers and weaknesses, aspirations and competitors. This is why institutional self-regulation cannot be uniform and its culture must be adjusted to the law in its own special way--to reach the same application of the law to all.
Описание: The volume is a collection of articles based on presentations given at a conference titled “The Crisis Management Directive – Europe’s Answer for Too Big to Fail?” hosted by the Institute for Law and Finance on May 3, 2012.
Автор: Johan A. Lybeck Название: The Future of Financial Regulation ISBN: 1107106850 ISBN-13(EAN): 9781107106857 Издательство: Cambridge Academ Рейтинг: Цена: 16157.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: Johan A. Lybeck uses European and American case studies to review thirty bank resolutions from the last financial crisis and to outline the requirements for successful bank resolutions in the future. Via in-depth analysis of recent legislation, he emphasizes the need for taxpayer-funded bail-outs to create a viable banking system.
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