Автор: Bugeja Diane Название: Reforming Corporate Retail Investor Protection ISBN: 1509925864 ISBN-13(EAN): 9781509925865 Издательство: Bloomsbury Academic Рейтинг: Цена: 14256.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание:
The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a 'fire-fighting' fashion without adequate consideration being given to the root causes of mis-selling.
Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors - as opposed to corporate retail investors - by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories.
This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.
Автор: Grace Aniyaah Название: Mis: Devil, You Missed! ISBN: 1982265043 ISBN-13(EAN): 9781982265045 Издательство: Неизвестно Рейтинг: Цена: 3993.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: A repeat sexual assault victim transparently shares her personal account of hardship, trauma, and her discovery of not waiting to move but moving weight.
Автор: Antonio Marcacci Название: Regulating Investor Protection under EU Law ISBN: 3030079856 ISBN-13(EAN): 9783030079857 Издательство: Springer Рейтинг: Цена: 15372.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: This book analyzes the legal system for the protection of retail investors under the European Union law of investment services. It identifies the regulatory leitmotiv driving the EU lawmaker and ascertains whether and to what extent such a system is self-sufficient, using a set of EU-made and EU-enforced rules that is essentially different and autonomous from the domestic legal orders. In this regard, the book takes a double perspective: comparative and intra-firm. Given the federal dimension of the US legal system and, thus, the “role-model” it plays vis-?-vis the EU, the book compares the two systems. To fully highlight the existing gaps and measure how self-sufficient the EU system is against its American counterpart, the Union/Federal level as such is analyzed – i.e., detached from the national (in EU terms) and State (in US terms) level. Regulating Investor Protection under EU Law also showcases the unique intra-firm perspective from a European investment firm and analyzes how EU-produced public-law rules become a set of compliance requirements for investment services providers. This “within-the-firm” angle gauges the self-sufficiency of the EU system of retail investor protection from the standpoint of an EU-regulated entity. The book is intended for both compliance professionals and academic scholars interested in this topic while also including illustrative sections intended to provide a broader regulatory view for less-experienced readers.
Автор: Grace Aniyaah Название: Mis: Devil, You Missed! ISBN: 1982265035 ISBN-13(EAN): 9781982265038 Издательство: Неизвестно Рейтинг: Цена: 1240.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: A repeat sexual assault victim transparently shares her personal account of hardship, trauma, and her discovery of not waiting to move but moving weight.
Автор: Jonathan Kirk, Thomas Samuels, Lee Finch Название: Mis-selling Financial Services ISBN: 1788117662 ISBN-13(EAN): 9781788117661 Издательство: Edward Elgar Publishers Цена: 27245.00 р. Наличие на складе: Поставка под заказ.
Автор: Sushabhan Choudhury; Ranjan Mishra; Raj Gaurav Mis Название: Intelligent Communication, Control and Devices ISBN: 981138617X ISBN-13(EAN): 9789811386176 Издательство: Springer Рейтинг: Цена: 27950.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: The book focuses on the integration of intelligent communication systems, control systems, and devices related to all aspects of engineering and sciences. It includes high-quality research papers from the 3rd international conference, ICICCD 2018, organized by the Department of Electronics, Instrumentation and Control Engineering at the University of Petroleum and Energy Studies, Dehradun on 21–22 December 2018. Covering a range of recent advances in intelligent communication, intelligent control and intelligent devices., the book presents original research and findings as well as researchers’ and industrial practitioners’ practical development experiences of.
Автор: Marcacci Название: Regulating Investor Protection under EU Law ISBN: 3319902962 ISBN-13(EAN): 9783319902968 Издательство: Springer Рейтинг: Цена: 18167.00 р. Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: This book analyzes the legal system for the protection of retail investors under the European Union law of investment services.
Автор: Bel?n D?az D?az; Samuel O. Idowu; Philip Molyneux Название: Corporate Governance in Banking and Investor Protection ISBN: 3319888773 ISBN-13(EAN): 9783319888774 Издательство: Springer Рейтинг: Цена: 16769.00 р. Наличие на складе: Поставка под заказ.
Описание: This book explores the status quo of corporate governance in banking and investor protection from both theoretical and practical perspectives. Bringing together original conclusions with a regional and international focus, it provides a timely and comprehensive overview of the effectiveness of corporate governance in the financial sector and an assessment of investor protection. It also includes a number of examples and case studies to illustrate the findings. The book compares corporate governance in the banking and financial industries before and after the financial crisis, and helps to evaluate the effect of the recommendations and regulations that have been developed in the interim.
Описание: We have doubts today about how well that task of investor protection is being performed. This book represents the first sustained effort to link the key initiatives of securities regulation with our burgeoning awareness in the social sciences of how people and organizations really behave in a financial world that is at once increasingly sophisticated yet deeply human and incurably flawed.
Описание: 1. Introduction and Research Framework.- 2. Rule-Making of COB.- 3. Public Enforcement of COB.- 4. Private Enforcement of COB.- 5. Lessons and Recommendation.
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