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New Accountability in Financial Services: Changing Individual Behaviour and Culture, McGrath Joe, Walker Ciaran


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Автор: McGrath Joe, Walker Ciaran
Название:  New Accountability in Financial Services: Changing Individual Behaviour and Culture
ISBN: 9783030887148
Издательство: Springer
Классификация:




ISBN-10: 3030887146
Обложка/Формат: Hardcover
Страницы: 238
Вес: 0.51 кг.
Дата издания: 18.01.2022
Серия: Palgrave socio-legal studies
Язык: English
Издание: 1st ed. 2022
Иллюстрации: 1 illustrations, color; 1 illustrations, black and white; xiii, 222 p. 2 illus., 1 illus. in color.; 1 illustrations, color; 1 illustrations, black an
Размер: 23.39 x 15.60 x 1.42 cm
Читательская аудитория: Professional & vocational
Подзаголовок: Changing individual behaviour and culture
Ссылка на Издательство: Link
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Поставляется из: Германии
Описание: This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime ( in particular, SEAR) in Ireland.


Integrating Culture in Successful RIA Mergers and Acquisitions: The Guide for Financial Advisors

Автор: Friedman Greg, Greenfield Cynthia
Название: Integrating Culture in Successful RIA Mergers and Acquisitions: The Guide for Financial Advisors
ISBN: 3030624463 ISBN-13(EAN): 9783030624460
Издательство: Springer
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Цена: 8384.00 р.
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Описание:
​Chapter 1: Understanding and Succeeding at Change Management
Chapter 2: Self-Assessment and Five Steps to Identifying Your Ideal Work Culture
Chapter 3: First Impressions - Initial Discovery
Chapter 4: Coming Face to Face: Expanding the Circle
Chapter 5: Bringing it Together - Kicking off Cultural Integration
Chapter 6: Timelines and Blueprints: Nurturing Your Integrated Culture
Chapter 7: Repeating the Cycle, and Applying Lessons Learned
Chapter 8: Preserving Culture During Extraordinary Times
Afterword
Appendix
References
Index

Protection of Civilians and Individual Accountability

Автор: Sprik, Lenneke
Название: Protection of Civilians and Individual Accountability
ISBN: 1138388769 ISBN-13(EAN): 9781138388765
Издательство: Taylor&Francis
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Цена: 22202.00 р.
Наличие на складе: Нет в наличии.

Описание: This book explores the question of whether peacekeeping commanders can be held accountable for a failure to protect the civilian population in the mission area.

Conduct and Accountability in Financial Services

Автор: English Stacey
Название: Conduct and Accountability in Financial Services
ISBN: 1526505207 ISBN-13(EAN): 9781526505200
Издательство: Bloomsbury Academic
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Цена: 11880.00 р.
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Описание: Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability? The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM&CR) being implemented across all FSMA-regulated firms. Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive and expert guidance on how best to implement and comply with the SM&CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk. A must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations, it covers: The context and regulatory basis for SM&CR including an overview of the development and roll-out of the regime Analysis of key changes from the previous ‘approved person’ approach Practical considerations for HR, internal audit and non-executive directors The increasing role of culture and conduct risk A practical overview of enforcement, penalties and learning lessons from enforcement actions Overarching principles of how to manage personal regulatory risk Regulatory relationship management The impact of technology An overview of related global developments Appendices with timeline, bibliography and a selection of other useful sources for senior managers Conduct and Accountability in Financial Services: A Practical Guide is on the syllabus reading list for the Regulation and Compliance exam offered by the Chartered Institute of Securities and Investments.

Fintech Founders  Inspiring Tales from the Entrepreneurs that are Changing Finance

Автор: Rubini, Agustin
Название: Fintech Founders Inspiring Tales from the Entrepreneurs that are Changing Finance
ISBN: 1547417293 ISBN-13(EAN): 9781547417292
Издательство: Walter de Gruyter
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Цена: 4689.00 р.
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Описание:

Over 70 in-depth interviews of Fintech Founders provide lessons from some of the most successful fintech entrepreneurs that will help you understand the challenges and opportunities of applying technology and collaboration to solve some key problems of the financial services industry. This book is for entrepreneurs, for people working inside of large organizations and everyone in between who is interested to learn the secrets of successful entrepreneurs.

In this advice-filled resource, Rubini gathers advice that comes from a diverse range of financial services niches including financing, banking, payments, wealth management, insurance, and cryptocurrencies, to help you harness the insights of thought leaders. Those working inside the financial services industry and those interested in working in or starting up businesses in financial services will learn valuable lessons on how to take an idea forward, how to find the right business founders, how to seek funding, how to learn from initial mistakes, and how to define and reposition your business model. Rubini also inquires into the future of fintech and uncovers provoking and insightful predictions.

Changing legal and civic culture in an illiberal democracy

Автор: Szilagyi, Istvan H. (pazmany Peter Catholic University, Hungary) Kelemen, Laszlo Hall, Sam Gilchrist
Название: Changing legal and civic culture in an illiberal democracy
ISBN: 1032037695 ISBN-13(EAN): 9781032037691
Издательство: Taylor&Francis
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Цена: 7808.00 р.
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Описание: Changing Legal and Civic Culture in an Illiberal Democracy is a unique empirical study on recent developments in legal and civic consciousness in Hungary. Drawing its methodology from social psychology, this book illuminates a shift in legal consciousness during the time in which Orb?n’s government has cemented Hungary’s reputation as an illiberal democracy. The book foregrounds the voices of the Hungarian population in how they view the shift towards increasingly right-wing politics and an erosion of the rule of law. It opens with an extensive theoretical introduction of the historical development and psychological dimensions of legal consciousness in Hungary and relates the Hungarian research to international developments. It then presents its empirical results and offers a jargon-free account of ordinary people’s changing perceptions of their relationship to Hungary’s civic and legal cultures, before finally examining the correlations between surveys. Methodologically, the book establishes that theories of legal consciousness and social change are bolstered by empirical data.Offering a new way of approaching shifts in legal consciousness and the rule of law in Balkan and Eastern European countries, this text will be of great interest to researchers and students of social psychology, law, international relations and Central European studies.

Ownership, Financial Accountability and the Law: Transparency Strategies and Counter-Initiatives

Автор: Paul Beckett
Название: Ownership, Financial Accountability and the Law: Transparency Strategies and Counter-Initiatives
ISBN: 1138359882 ISBN-13(EAN): 9781138359888
Издательство: Taylor&Francis
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Цена: 22202.00 р.
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Описание: This book explains why ownership is pivotal to accountability, and what ownership means in common, civil, and Shariah law terms. It looks in detail at State, regional and international transparency strategies and at a global private counter-initiative to promote beneficial ownership avoidance.

Factors Influencing Individual Taxpayer Compliance Behaviour

Автор: Ken Devos
Название: Factors Influencing Individual Taxpayer Compliance Behaviour
ISBN: 9400774753 ISBN-13(EAN): 9789400774759
Издательство: Springer
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Цена: 13974.00 р.
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Описание: With findings of vital interest to revenue authorities worldwide, this groundbreaking volume reveals the views and experiences of individual tax evaders. Based on the datasets of the Australian Taxation Office, it includes an extensive literature review.

Factors Influencing Individual Taxpayer Compliance Behaviour

Автор: Ken Devos
Название: Factors Influencing Individual Taxpayer Compliance Behaviour
ISBN: 9402401350 ISBN-13(EAN): 9789402401356
Издательство: Springer
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Цена: 15372.00 р.
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Описание: With findings of vital interest to revenue authorities worldwide, this groundbreaking volume reveals the views and experiences of individual tax evaders. Based on the datasets of the Australian Taxation Office, it includes an extensive literature review.

The Changing Financial Landscape: Financial Performance Analysis of Real and Banking Sectors in Europe

Автор: Karanovic Goran, Polychronidou Persefoni, Karasavvoglou Anastasios
Название: The Changing Financial Landscape: Financial Performance Analysis of Real and Banking Sectors in Europe
ISBN: 3030827771 ISBN-13(EAN): 9783030827779
Издательство: Springer
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Цена: 20962.00 р.
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Описание: This book offers new insights and perspectives on the financial and banking sector in Europe with a special focus on Central and Southeastern European countries.

Changing Times: Transforming Culture and Behaviors for Law Enforcement

Автор: Mielke Frank, Kocher Charles
Название: Changing Times: Transforming Culture and Behaviors for Law Enforcement
ISBN: 153812761X ISBN-13(EAN): 9781538127612
Издательство: Rowman & Littlefield Publishers
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Цена: 21542.00 р.
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Описание: Many times, the police are the first to respond to an individual in crisis. We`ve made strides shifting the response from an attitude of control to one of compassion. This book serves as a reliable and accessible reference for those intent on bringing change to the vital effort of diversion.

The Enterprising Barrister: Organisation, Culture and Changing Professionalism

Автор: Atalanta Goulandris
Название: The Enterprising Barrister: Organisation, Culture and Changing Professionalism
ISBN: 1509928766 ISBN-13(EAN): 9781509928767
Издательство: Bloomsbury Academic
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Цена: 12672.00 р.
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Описание: What is it like working as a barrister in the 21st century? The independent Bar has transformed in the last 30 years into a commercialised, enterprising profession. Based on interviews with and observation of barristers and chambers’ staff, this book identifies key changes that have taken place at the Bar and how these are reshaping and reformulating barristers’ professionalism and working culture. Readers are provided with the first empirical overview of the depth, scope and effects of a multi-faceted reform programme that has been imposed on the profession and explores how practitioners have responded. It analyses how this once unified profession has fragmented, as the lived experiences of barristers in different practice areas have diverged. Highly specialised sets of chambers now operate like businesses, whilst others, who are dependent on legal aid funding, struggle to survive. This book offers a unique examination of different sites of change: how the chambers model has evolved, how entrepreneurial barristers market themselves, how aspirant law students prepare to enter the profession and how regulatory and procedural reforms have imposed managerial constraints on practitioners. The conclusion considers what the far-reaching changes mean for the prospects of the Bar in England and Wales.

Police Culture in a Changing World

Автор: Loftus Bethan
Название: Police Culture in a Changing World
ISBN: 0199653534 ISBN-13(EAN): 9780199653539
Издательство: Oxford Academ
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Цена: 3800.00 р.
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Описание: This book offers an ethnographical investigation of contemporary police culture based on extensive field work across a range of ranks and units in the UK`s police force. Through direct observation of operational policing and interviews, the author assesses the impact of three decades of social, economic and political change on police culture.


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